SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
SCHULER JACK W

(Last) (First) (Middle)
100 N. FIELD DRIVE, SUITE 360

(Street)
LAKE FOREST IL 60045

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SOLENO THERAPEUTICS INC [ SLNO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/21/2019
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/21/2019 P 111,407 A $2.3183 111,407 I See Footnote(1)
Common Stock 03/22/2019 P 147,645 A $2.3716 259,052 I See Footnote(1)
Common Stock 03/25/2019 P 30,014 A $2.3105 289,066 I See Footnote(1)
Common Stock 03/26/2019 P 42,745 A $2.2322 331,811 I See Footnote(1)
Common Stock 03/27/2019 P 100,000 A $2.0458 431,811 I See Footnote(1)
Common Stock 03/28/2019 P 8,970 A $2.111 440,781 I See Footnote(1)
Common Stock 03/29/2019 P 11,243 A $2.0895 452,024 I See Footnote(1)
Common Stock 04/01/2019 P 146,230 A $1.9576 598,254 I See Footnote(1)
Common Stock 04/02/2019 P 5,000 A $1.9497 603,254 I See Footnote(1)
Common Stock 04/03/2019 P 10,000 A $2.0871 613,254 I See Footnote(1)
Common Stock 04/04/2019 P 30,000 A $2.1399 643,254 I See Footnote(1)
Common Stock 04/05/2019 P 47,293 A $2.0516 690,547 I See Footnote(1)
Common Stock 04/08/2019 P 2,100 A $2.0295 692,647 I See Footnote(1)
Common Stock 04/12/2019 P 6,000 A $2.0827 698,647 I See Footnote(1)
Common Stock 04/15/2019 P 21,953 A $1.9895 720,600 I See Footnote(1)
Common Stock 04/16/2019 P 10,562 A $1.9865 731,162 I See Footnote(1)
Common Stock 04/17/2019 P 20,769 A $1.9417 751,931 I See Footnote(1)
Common Stock 04/18/2019 P 4,548 A $1.9597 756,479 I See Footnote(1)
Common Stock 04/22/2019 P 10,818 A $1.989 767,297 I See Footnote(1)
Common Stock 04/23/2019 P 5,000 A $2.0259 772,297 I See Footnote(1)
Common Stock 04/25/2019 P 1,200 A $1.99 773,497 I See Footnote(1)
Common Stock 04/26/2019 P 8,448 A $1.9684 781,945 I See Footnote(1)
Common Stock 05/01/2019 P 200 A $1.96 782,145 I See Footnote(1)
Common Stock 05/02/2019 P 800 A $1.9763 782,945 I See Footnote(1)
Common Stock 05/07/2019 P 200 A $1.99 783,145 I See Footnote(1)
Common Stock 05/09/2019 P 7,300 A $2 790,445 I See Footnote(1)
Common Stock 05/10/2019 P 800 A $2 791,245 I See Footnote(1)
Common Stock 05/13/2019 P 10,572 A $1.9855 801,817 I See Footnote(1)
Common Stock 05/20/2019 P 33,900 A $1.9285 835,717 I See Footnote(1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The shares are held by the Schuler Family Foundation, for which the Reporting Person serves as President.
Remarks:
The price set forth in column 4 of each line item represents a weighted average purchase price. The number of shares set forth in column 5 of each line item reflects the number of shares beneficially owned as of the date of the transaction following the respective stock purchase.
/s/ Jack W. Schuler 06/26/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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